1.
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Names of Reporting Persons
Stephen Craig Fuller
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
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3.
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SEC USE ONLY
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4.
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Citizenship or Place of Organization
United States of America
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Number of
Shares Beneficially
Owned by Each
Reporting
Person with
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5.
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Sole Voting Power
1,735,035(1)
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6.
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Shared Voting Power
0
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7.
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Sole Dispositive Power
1,735,035(1)
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8.
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Shared Dispositive Power
0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,735,035(1)
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
[ ]
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11.
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Percent of Class Represented by Amount in Row (9)
5.2%(2)
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12.
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Type of Reporting Person (See Instructions)
IN
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(1)
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Shares of Class A common stock held by the Max L. Fuller 2008 Irrevocable Trust FBO Stephen C. Fuller, over which Stephen Craig Fuller serves as the sole trustee and has sole voting and
dispositive power, as of December 31, 2019.
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(2)
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The percentage is based upon 33,278,230 shares of Class A common stock outstanding as of October 31, 2019 (according to the Form 10-Q filed by the Issuer with the Securities and Exchange
Commission on November 5, 2019).
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1.
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Names of Reporting Persons
Max L. Fuller 2008 Irrevocable Trust FBO Stephen C. Fuller
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||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
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||
3.
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SEC USE ONLY
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4.
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Citizenship or Place of Organization
Tennessee
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Number of
Shares Beneficially
Owned by Each
Reporting
Person with
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5.
|
Sole Voting Power
1,735,035(1)
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|
6.
|
Shared Voting Power
0
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||
7.
|
Sole Dispositive Power
1,735,035(1)
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||
8.
|
Shared Dispositive Power
0
|
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,735,035(1)
|
||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
[ ]
|
||
11.
|
Percent of Class Represented by Amount in Row (9)
5.2%(2)
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||
12.
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Type of Reporting Person (See Instructions)
OO
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(1)
|
Shares of Class A common stock held by the Max L. Fuller 2008 Irrevocable Trust FBO Stephen C. Fuller, over which Stephen Craig Fuller serves as the sole trustee and has sole voting and
dispositive power, as of December 31, 2019.
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(2)
|
The percentage is based upon 33,278,230 shares of Class A common stock outstanding as of October 31, 2019 (according to the Form 10-Q filed by the Issuer with the Securities and Exchange
Commission on November 5, 2019).
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Item 1(a).
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Name of Issuer
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Item 1(b).
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Address of Issuer’s Principal Executive Offices
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Item 2(a).
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Name of Person Filing
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Item 2(b).
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Address of Principal Business Office
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Item 2(c).
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Citizenship
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Item 2(d).
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Title of Class of Securities
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Item 2(e).
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CUSIP No.
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Item 3.
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If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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[ ]
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Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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[ ]
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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[ ]
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)
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[ ]
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________.
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Item 4.
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Ownership
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(a)
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Each of Stephen Craig Fuller and the Max L. Fuller 2008 Irrevocable Trust FBO Stephen C. Fuller may deemed to beneficially own 1,735,035 shares of Class A common stock, as of December 31, 2019.
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(b)
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The number of shares that Stephen Craig Fuller and the Max L. Fuller 2008 Irrevocable Trust FBO Stephen C. Fuller may be deemed to beneficially own constitutes approximately 5.2% of the Class A common stock
outstanding.
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(c)
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Number of shares as to which such person has:
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Item 5.
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Ownership of 5 Percent or Less of a Class.
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Item 6.
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Ownership of More than 5 Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certification
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STEPHEN CRAIG FULLER, individually
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/s/ Stephen Craig Fuller, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney previously filed
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MAX L. FULLER 2008 IRREVOCABLE TRUST FBO STEPHEN C. FULLER, by Stephen Craig Fuller, as trustee
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/s/ Stephen Craig Fuller, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney previously filed
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Exhibit Index
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Joint Filing Agreement, dated February 14, 2019, by and between the Reporting Persons.
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